Principles of Bank Regulation

Author: Michael P. Malloy

Publisher: West Academic

ISBN: 9780314194565

Category: Law

Page: 555

View: 1280

Examines depository institution regulation, and how federal statutes governing banking have been subject to constant amendment in recent years, especially since the meltdown of the mortgage market and the worldwide crisis that followed. Discusses the growing overlap in competition among depository institutions, insurance companies, and securities firms that has further complicated regulatory policy. Also discussed: the regulated environment of banking, entry rules, branching, control transactions, transactional rules, holding company activities, securities regulation, resolution of institution failures, international banking, and bank regulation and social policy.
Posted in Law

Banking and Financial Institutions Law in a Nutshell

Author: William Anthony Lovett

Publisher: West Academic

ISBN: 9780314153739

Category: Law

Page: 482

View: 7130

Authoritative coverage provides a foundation for understanding recent developments in banking and financial institutions. Text covers subjects such as increased competition, deregulation, bank and thrift failures, large-scale bailout, and restructuring efforts.
Posted in Law

Global Bank Regulation

Principles and Policies

Author: Heidi Mandanis Schooner,Michael W. Taylor

Publisher: Academic Press

ISBN: 9780080925806

Category: Law

Page: 352

View: 6843

Global Bank Regulation: Principles and Policies covers the global regulation of financial institutions. It integrates theories, history, and policy debates, thereby providing a strategic approach to understanding global policy principles and banking. The book features definitions of the policy principles of capital regularization, the main justifications for prudent regulation of banks, the characteristics of tools used regulate firms that operate across all time zones, and a discussion regarding the 2007-2009 financial crises and the generation of international standards of financial institution regulation. The first four chapters of the book offer justification for the strict regulation of banks and discuss the importance of financial safety. The next chapters describe in greater detail the main policy networks and standard setting bodies responsible for policy development. They also provide information about bank licensing requirements, leading jurisdictions, and bank ownership and affiliations. The last three chapters of the book present a thorough examination of bank capital regulation, which is one of the most important areas in international banking. The text aims to provide information to all economics students, as well as non-experts and experts interested in the history, policy development, and theory of international banking regulation. Defines the over-arching policy principles of capital regulation Explores main justifications for the prudent regulation of banks Discusses the 2007-2009 financial crisis and the next generation of international standards of financial institution regulation Examines tools for ensuring the adequate supervision of a firm that operates across all time zones
Posted in Law

Banking Law and Regulation

Author: Malloy

Publisher: Aspen Publishers Online

ISBN: 1454801077

Category:

Page: N.A

View: 7734

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Principles of Financial Regulation

Author: Hogan Lovells Professor of Law and Finance John Armour,Associate Professor of Law and Finance and Academic Director of the Msc in Law and Finance Programme Dan Awrey,Paul Davies,Allen & Overy Professor of Corporate Law Luca Enriques,Richard Paul Richman Professor of Law Jeffrey N Gordon,Peter Moores Professor of Management Studies Colin Mayer,Professor of Corporate Finance Law Jennifer Payne

Publisher: Oxford University Press

ISBN: 0198786476

Category:

Page: 520

View: 2434

The financial crisis of 2007-9 revealed serious failings in the regulation of financial institutions and markets, and prompted a fundamental reconsideration of the design of financial regulation. As the financial system has become ever-more complex and interconnected, the pace of evolution continues to accelerate. It is now clear that regulation must focus on the financial system as a whole, but this poses significant challenges for regulators. Principles of Financial Regulation describes how to address those challenges. Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of regulation by drawing on economics, finance, and law methodologies. The volume examines regulation in a purposive and dynamic way by framing the book in terms of what the financial system does, rather than what financial regulation is. By analysing specific regulatory measures, the book provides readers to the opportunity to assess regulatory choices on specific policy issues and encourages critical reflection on the design of regulation.
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Banking Regulation in the United States - Third Edition

Author: Carl Felsenfeld,David L. Glass

Publisher: Juris Publishing, Inc.

ISBN: 1578232635

Category: Business & Economics

Page: 482

View: 3047

This handy reference work is ideal for either the experienced practitioner or the neophyte, representing an institution or client whose interests involve United States banking regulation. Banking Regulation in the United States analyzes and discusses the pattern of banking regulation, including the Dodd-Frank Act, the systems structure, the sources of governing law and the nature and reasons for the changes that gives this field its peculiar volatility.
Posted in Business & Economics

Foundations of Banking Risk

An Overview of Banking, Banking Risks, and Risk-Based Banking Regulation

Author: GARP (Global Association of Risk Professionals)

Publisher: John Wiley & Sons

ISBN: 0470555696

Category: Business & Economics

Page: 224

View: 4468

GARP's Foundations of Banking Risk and Regulation introduces risk professionals to the advanced components and terminology in banking risk and regulation globally. It helps them develop an understanding of the methods for the measurement and management of credit risk and operational risk, and the regulation of minimum capital requirements. It educates them about banking regulation and disclosure of market information. The book is GARP's required text used by risk professionals looking to obtain their International Certification in Banking Risk and Regulation.
Posted in Business & Economics

Principles of Bankruptcy Law

Author: David Epstein,Steve Nickles

Publisher: West Academic Publishing

ISBN: 9781634596220

Category:

Page: 353

View: 4259

This book focuses on the material covered in a typical law school course on Bankruptcy. It covers both business and consumer bankruptcy. The book explains basic bankruptcy concepts and then uses those concepts to make code provisions understandable.
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Principles of Securities Regulation

Author: Thomas Hazen

Publisher: West Academic Publishing

ISBN: 9781683288299

Category:

Page: 526

View: 9139

This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities Exchange Act of 1934; jurisdictional aspects; broker-dealer regulation and an overview of investment company regulation. This Revised 4th Edition updates the 4th Edition to include recent legal developments regarding insider trading and SEC administrative proceedings, as well as some editorial revisions.
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Principles of Evidence

Author: Graham Lilly,Daniel Capra,Stephen Saltzburg

Publisher: West Academic Publishing

ISBN: 9781634596497

Category:

Page: 531

View: 3078

This text examines all topics typically covered in a three- or four-hour course in evidence. Emphasis is on the Federal Rules of Evidence, now adopted in most states. Should the reader desire additional material, ample footnotes provide easy access to leading cases, articles, and standard reference works. The seventh edition contains the restyled rules and all the new developments on the Confrontation clause. Dan Capra is the reporter, Judicial Conference Advisory Committee on the Federal Rules of Evidence, and Steven Saltzburg served as a consultant.
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Principles of Alternative Dispute Resolution

Author: Stephen J. Ware

Publisher: West Academic

ISBN: N.A

Category: Law

Page: 389

View: 7922

Provides a clear and reliable statement of the law and concepts central to ADR (arbitration, negotiation, mediation and other processes). Its thorough coverage of arbitration law renders this challenging and rapidly-changing body of statutes and caselaw accessible to the student. The chapters on negotiation and mediation treat the subjects from the perspectives of theory, practice and legal doctrine.
Posted in Law

Financial Regulation

Law and Policy

Author: MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.),Howell Jackson,Margaret Tahyar

Publisher: Foundation Press

ISBN: 9781640202498

Category:

Page: 1412

View: 6211

Financial Regulation: Law and Policy (2d Edition) introduces the field of financial regulation in a new and accessible way. Even though a decade has passed since the most systemic financial crisis in the last 70 years and eight years have elapsed since a major shift in regulatory design, the world is still grappling with the aftermath. In addition, technology innovations, including Bitcoin and other cryptocurrencies, market forces and a changing political environment all have combined to reframe and reorient public debate over financial regulation. The book has kept up to date with all of these changes. The book analyzes and compares the market and regulatory architecture of the entire U.S. financial sector as it exists today, from banks, insurance companies, and broker-dealers, to asset managers, complex financial conglomerates, and government-sponsored enterprises. The book explores a range of financial activities, from consumer finance and investment to payment systems, securitization, short-term wholesale funding, money markets, and derivatives. The book examines a range of regulatory techniques, including supervision, enforcement, and rule-writing, as well as crisis-fighting tools such as resolution and the lender of last resort. Throughout the book, the authors note the cross-border implications of U.S. rules, and compare, where appropriate, the U.S. financial regulatory framework and policy choices to those in other places around the globe, especially the European Union.
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Principles of Property Law

Author: Sheldon Kurtz,Thomas Gallanis

Publisher: West Academic Publishing

ISBN: 9781634607018

Category:

Page: 707

View: 8365

Cases and statutory law are updated and the material reorganized; conforms with modern law school courses in real property. Chapters open with brief outlines of the law encompassed within, providing an overview of rules in that area. This is followed by a series of factually-based problems designed to generate thoughts about how these rules could be applied in real life situations. Chapters then discuss statements of applicable law and analysis of legal issues raised, plus likely outcomes and current citations of the various laws.
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The Keys to Banking Law

A Handbook for Lawyers

Author: Karol K. Sparks,Harding de C. Williams

Publisher: Amer Bar Assn

ISBN: 9781614386988

Category: Law

Page: 288

View: 6690

This handbook provides the reader with a thorough history of banking law and illustrates how today's system of financial regulation is unlike anything else in the world. New and experienced lawyers representing banks need to understand a bank's specific structure, the importance of capital, and the new language that has formed. A reference list is included with definitions on current “Bank Speak.”
Posted in Law

Principles of Antitrust

Author: Herbert Hovenkamp

Publisher: N.A

ISBN: 9781683288343

Category: Antitrust law

Page: 654

View: 1425

Nearly all of the aspects of federal antitrust policy are covered in this book. And it's written so you don't need a background in economics to understand it. Expert narration states the "black letter" law and presents policy arguments for alternatives. Text also includes an analysis of recent Supreme Court and lower-court decisions.
Posted in Antitrust law

Principles of International Law

Author: Sean D. Murphy

Publisher: West Academic

ISBN: 9780314262684

Category: Law

Page: 575

View: 9568

This fully-updated second edition provides a comprehensive survey of public international law, with useful references throughout to current events, classic and contemporary cases and scholarship. It is designed as a stand-alone text or as a complement to all the major casebooks on the topic. The first section of the book addresses the fundamental structure, actors, and history of international law; the second section focuses on the interface of international law and national law; and the final section covers key subject matter areas: human rights, the law of the sea, international environmental law, international criminal law, and the use of force.
Posted in Law

International Banking Law

Author: V. Comizio

Publisher: West Academic Publishing

ISBN: 9781634597616

Category:

Page: 464

View: 418

This is the first major casebook devoted to international banking law. It examines cutting edge legal and regulatory developments in international banking law, as focused through the business and structural means by which banks conduct international activities--the business of international banking. In doing so, the book highlights the fact that, as international banking has grown and increasingly plays a key role in the international economy, so have practical and policy concerns arisen that have caused an increasing need and support for international banking laws and regulation. The book presents the practical aspects of legal issues that arise in the most common international banking transactions, including the legal role of international banks in letters of credit transactions, international loan syndications and international deposit transactions--so called "ringfencing" of deposits. In so doing, the book seeks to engage the student to understand the respective roles, responsibilities and liabilities of banks associated with these transactions, and the related regulatory concerns reflected in banking laws, regulations and policies. This book also explores international banking regulation, including an analysis of the international principles of bank supervision and the evolving work and influence of the Basel Committee on Bank Regulation and Supervision and regulation of U.S. banks in foreign markets. Significantly, it examines critical international banking legal issues and policies in the context of the recent global financial crisis, government "bailouts" and global financial regulatory reform initiatives responding to the crisis, the causes of the global financial crisis, government reactions and perceived weaknesses in the international financial regulatory system, and regulatory reform covering the Dodd-Frank Act, G-10 and Basel Committee reform initiatives. The book also examines the regulation of foreign banking organizations in the U.S. under the Federal Reserve Board's Regulation K and International Banking Act, Foreign Bank Supervision and Enhancement Act and related laws and regulations. Also, the book analyzes current legal and regulatory developments in anti-terrorism, money laundering, and embargo laws as relates to international banking operations. Finally, the book covers the "single rulebook" banking regulation of the European Monetary Union--the first transnational regulation of international banking. The book also presents emerging ethical considerations in international banking law practice, and the implications of relevant ethical guidance by the American Bar Association and the International Bar Association.
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Principles of Legal Research

Author: Kent C. Olson

Publisher: West Academic Publishing

ISBN: N.A

Category: Law

Page: 499

View: 3481

Principles of Legal Research will be published in June and available for fall 2009 class adoptions. Principles of Legal Research is the long-awaited successor to the venerable How to Find the Law, 9th edition, thoroughly updated for the electronic age. The text provides encyclopedic yet concise coverage of research methods and resources using both free and commercial websites as well as printed publications. An introductory survey of research strategies is followed by chapters on the sources of U.S. law created by each branch of government, discussion of major secondary sources, and an overview of international and comparative law. Sample illustrations are included, and an appendix lists nearly 500 major treatises and looseleaf services by subject.
Posted in Law

Principles of Constitutional Law

Author: John E. Nowak,Ronald D. Rotunda

Publisher: West Group

ISBN: 9780314183484

Category: Law

Page: 875

View: 8909

The Authors, recognized authorities in the subject for over a quarter of a century, provide succinct and authoritative coverage of the major principles in modern American Constitutional Law. This book, a shortened version based on the authors' hornbook-popular with students-and their five volume treatise-popular with judges, practioners and scholars-analyzes the constitutional issues that are studied in law schools today. It discusses the origins of judicial review and federal jurisdiction, federal commerce and spending powers, state powers in light of the dormant commerce clause, the war power, freedom of speech and religion, equal protection, due process, and other important individual rights and liberties. Each chapter begins with a summary of the basic law as it exists today, followed by an analysis of the work of the Court. Judges and law review authors have made the Nowak & Rotunda treatise one of the most cited books in modern years.
Posted in Law

The New Financial Deal

Understanding the Dodd-Frank Act and Its (Unintended) Consequences

Author: David Skeel

Publisher: John Wiley & Sons

ISBN: 9781118014929

Category: Business & Economics

Page: 208

View: 6592

The good, the bad, and the scary of Washington's attempt to reform Wall Street The Dodd-Frank Wall Street Reform and Consumer Protection Act is Washington's response to America's call for a new regulatory framework for the twenty-first century. In The New Financial Deal, author David Skeel offers an in-depth look at the new financial reforms and questions whether they will bring more effective regulation of contemporary finance or simply cement the partnership between government and the largest banks. Details the goals of the legislation, and reveals that how they are handled could dangerously distort American finance, making it more politically charged, less vibrant, and further removed from basic rule of law principles Provides an inside account of the legislative process Outlines the key components of the new law To understand what American financial life is likely to look like in five, ten, or twenty years, and how regulators will respond to the next crisis, we need to understand Dodd-Frank. The New Financial Deal provides that understanding, breaking down both what Dodd-Frank says and what it all means.
Posted in Business & Economics